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Settlement agreements and COT3

How settlements work, what terms matter, and how to negotiate safely.

Last updated 8 February 2026

Overview

There are two common ways to settle: a settlement agreement or a COT3 via ACAS.

Both can end a dispute and waive claims in exchange for compensation.

Key terms to review

  • Compensation amount and payment date
  • Notice pay, holiday pay, and bonuses
  • Reference wording and announcements
  • Confidentiality and non disparagement clauses
  • Waiver of claims and legal fees contribution

Negotiation approach

  1. 01

    Know your objectives

    Decide what matters most: money, reference, or timing.

  2. 02

    Check the numbers

    Separate taxable pay from compensation.

  3. 03

    Ask for a draft

    Review the wording and mark changes in writing.

  4. 04

    Get advice

    Independent legal advice is required for settlement agreements.

Tax basics

  • Notice pay and wages are taxable as normal income.
  • Compensation may be tax free up to the statutory limit, depending on the payment type.
  • Always confirm how the payment will be reported to HMRC.

Common questions

Do I have to accept a settlement?

No, it is voluntary. You can reject it or negotiate changes.

Is a COT3 different from a settlement agreement?

Yes. A COT3 is an ACAS brokered settlement and does not require a solicitor.

Can I still claim after signing?

Usually no. Settlement agreements and COT3 deals typically waive listed claims.

Next steps

Keep your facts organised and protect your time limits with the tools below.

Start case check

Sources